James Lee is a CFA-designated registered investment advisor at Alphavista Asset Management LLC, based in Sugar Land, TX, with 2 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
AlphaVista Asset Management offers investment management services where they manage your investments for capital appreciation.
For non-qualified clients, the annual fee ranges from 1.50% to 2.00% of the value of your portfolio, charged monthly. For qualified clients, AlphaVista may charge a performance fee of up to 30% of the profits above a 4% annual hurdle rate. In this case, there are no asset-based fees. Fees are negotiable.
Location
Sugar Land, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Alphavista Asset Management LLC
State Registrations1 state
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