EW
EW
Eric Waszolek
17 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Eric Waszolek is a registered investment advisor at Raymond James & Associates, INC., based in Scottsdale, AZ, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
14850 N. Scottsdale Road, Suite 155, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008Denied
Other Business Activities
Eric owns and manages a rental property since 2020. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2012 - Present · 14 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
UBS Financial Services INC.Broker
January 2009 - March 2009 · 2 mos
UBS Financial Services INC.Broker
April 2008 - December 2008 · 8 mos
State Registrations36 states
ALARAZCACOCTDEFLGAIAILINKYMAMDMIMNMOMTNCNENHNJNMNVNYOHOKORSDTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.