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Christine Stafstrom

10 Years of Experience
New York, NY
Broker

Christine Stafstrom is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 10 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.

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Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ingalls & Snyder, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Ingalls & Snyder LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2022 - July 2023 · 7 mos
J.P. Morgan Securities LLCBroker
December 2022 - July 2023 · 7 mos
People's United Advisors, INC.
July 2020 - September 2022 · 2 yrs 2 mos
People's Securities, INC.Broker
January 2017 - September 2022 · 5 yrs 8 mos
People's Securities, INC.
January 2017 - March 2020 · 3 yrs 2 mos
First Republic Investment Management, INC.
May 2015 - November 2016 · 1 yr 6 mos
First Republic Securities Company, LLCBroker
February 2015 - November 2016 · 1 yr 9 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.