Vincent Montenegro is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3010 Lbj Freeway Ste 1200, Dallas, TX, 75234
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Vincent operates under two DBAs for his LPL business: JTL Wealth Partners (since 2020) and Maverick Financial (since 2021). He dedicates full-time hours to securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
MML Investors Services, INC.Broker
MML Investors Services, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.