Yvette Ferris is a registered investment advisor, based in Madison, WI, with 16 years of industry experience.
Location
5910 Mineral Point Rd, Madison, WI, 53705
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Yvette is an author since 2012, working from home. This activity takes about 10-20% of her time.
Employment History
Current Registrations
CUNA Brokerage Services, INC.Broker
April 2023 - Present · 3 yrs 1 mo
Trustage Investment Management
April 2023 - Present · 3 yrs 1 mo
CUNA Brokerage Services, INC.
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
LPL Financial LLC
May 2022 - April 2023 · 11 mos
LPL Financial LLCBroker
May 2022 - April 2023 · 11 mos
CUNA Brokerage Services, INC.
October 2017 - May 2022 · 4 yrs 7 mos
CUNA Brokerage Services, INC.Broker
October 2017 - May 2022 · 4 yrs 7 mos
PNC Investments
February 2016 - March 2017 · 1 yr 1 mo
PNC InvestmentsBroker
February 2016 - March 2017 · 1 yr 1 mo
Mwa Financial Services INC.Broker
August 2015 - January 2016 · 5 mos
Ameriprise Financial Services, INC.
July 2014 - June 2015 · 11 mos
Ameriprise Financial Services, INC.Broker
July 2014 - June 2015 · 11 mos
Wells Fargo Advisors, LLC
October 2013 - July 2014 · 9 mos
Wells Fargo Advisors, LLCBroker
January 2012 - July 2014 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
May 2010 - October 2011 · 1 yr 5 mos
Chase Investment Services CORP.Broker
March 2008 - November 2009 · 1 yr 8 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.