Nicole Westlund
Nicole Westlund is a registered investment advisor at Thrivent Investment Management INC., based in Excelsior, MN, with 18 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.85% |
| $250K - $500K | 1.70% |
| $500K - $1.0M | 1.55% |
| $1.0M - $3.0M | 1.45% |
| $3.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.90% |
Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).
Fee Estimator
Location
Excelsior, MN
Get directionsHistory
Regulatory History (1)
Financial
January 2019Employment History
Current Registrations
Thrivent Investment Management INC.
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Omni Brokerage, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kari Haanstad, CFAModus Advisors, LLC
- Tad Weiss, CFPModus Advisors, LLC
- Anthony Schuster, CFPAmeriprise Financial Services, LLC
- Richard Hoyt, ChFCAnalytics Investment Advisors
- Matthew Dornik, CFA, CFPAmeriprise Financial Services, LLC
- Margaret Swanson, CFPModus Advisors, LLC