David Thatcher is a CFP-designated registered investment advisor, based in Palm Desert, CA, with 17 years of industry experience.
Location
74150 Country Club Drive, Palm Desert, CA, 92260
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a partner at Cypress Wealth Services, LLC, focusing on financial planning and asset management full-time. He also has several other business activities, including being an independent insurance professional (dedicating a few hours per week), owning a personal holding company, and involvement in agriculture-related LLCs.
Employment History
Current Registrations
M. S. Howells & CO.Broker
Cypress Wealth Services, LLC
Previous Registrations
Integrated Wealth Management, INC.
Purshe Kaplan Sterling InvestmentsBroker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.