Norman Lemus
Norman Lemus is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 17 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
16220 N Scottsdale Rd, Ste 250, Scottsdale, AZ, 85254
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Regulatory History (1)
Customer Dispute
September 2022Other Business Activities
Norman is involved with the Phoenix Childrens Hospital Foundation 50 under 50, dedicating minimal time to fundraising events. He also serves as a team manager for his son's soccer club, spending about 10-20% of his time coordinating communication between the coach and families.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.