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JW
JW

John Winn

Rubicon Advisors
16 Years of Experience
Redding, CA
Broker
View SEC Summary
View SEC Summary

John Winn is a registered investment advisor at Rubicon Advisors, based in Redding, CA, with 16 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,391 clients with $420M in assets under management.

Rubicon Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,391 clients
Average Client Portfolio
$302K average
Assets Under Management
$420.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Maximum annual fee of 1.75% for comprehensive portfolio management. LPL sponsored advisory programs charge up to 1.80% (or 1.35% for Guided Wealth Portfolios). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2650 Larkspur Lane, Suite F, Redding, CA, 96002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John dedicates nearly all of his time to Rubicon Advisors as an investment advisor. He also owns Winn Financial and Tax Services, providing tax preparation and accounting services, and serves as a board member for Ducks Unlimited.

Employment History
Current Registrations
Rubicon Advisors
May 2017 - Present · 9 yrs 5 mos
LPL Financial LLC
May 2017 - Present · 9 yrs 5 mos
LPL Financial LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2014 - May 2017 · 3 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
March 2014 - May 2017 · 3 yrs 2 mos
Edward Jones
November 2012 - April 2014 · 1 yr 5 mos
Edward JonesBroker
October 2012 - April 2014 · 1 yr 6 mos
Allstate Financial Services, LLCBroker
October 2010 - July 2012 · 1 yr 9 mos
Chase Investment Services CORP.Broker
June 2010 - October 2010 · 4 mos
State Registrations16 states
ALAZCACOFLHIIDMINVORPATNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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