DA
CFP
DA
CFP

David Abel

16 Years of Experience
Cheshire, CT
BrokerSells Insurance

David Abel is a CFP-designated registered investment advisor, based in Cheshire, CT, with 16 years of industry experience.

Location

406 Crestwood Drive, Cheshire, CT, 06410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is involved in insurance businesses through Risk & Ins Associates LLC and Barnum Financial Group, dedicating about a quarter of his time to each. He is also an IAR Rep with TLG Advisors Inc, but spends no time on this activity.

Employment History
Current Registrations
The Leaders Group, INC.
July 2024 - Present · 1 yr 10 mos
The Leaders Group, INC.Broker
July 2024 - Present · 1 yr 10 mos
Tlg Advisors, INC.
July 2024 - Present · 1 yr 10 mos
Previous Registrations
MML Investors Services, LLC
June 2017 - December 2022 · 5 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - December 2022 · 5 yrs 9 mos
Msi Financial Services, INC.Broker
May 2008 - March 2017 · 8 yrs 10 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Abel - Financial Advisor | TrueAdvisor