Mark Chavez is a registered investment advisor at LPL Financial LLC, based in Victoria, TX, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5606 N Navarro St, Ste 300X, Victoria, TX, 77904
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Regulatory History (1)
Customer Dispute
September 2013Other Business Activities
Mark is involved in several business activities, including Team SC LLC (for tax/investment purposes), marketing for The Lampo Group, real estate rental, and the Third Coast Business Network. He also operates Chavez Financial Services, Chavez Financial Consulting, and Greater Practices Sound Solutions as DBAs for his LPL business, dedicating full-time hours to Chavez Financial Services and about a quarter of his time to Chavez Financial Consulting, and minimal time to Greater Practices Sound Solutions.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.