James Mailhes
James Mailhes is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Corpus Christi, TX, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6210 Wooldridge Rd., Corpus Christi, TX, 78414
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Regulatory History (1)
Customer Dispute
October 2002Other Business ActivitiesSells Insurance
James operates under the DBA Corpus Christi Financial Group for his LPL business since 2021. He is also an agent selling fixed annuities since 1995, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Mony Securities CORP.Broker
Nylife Securities INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.