CP
CP

Clark Steven Penney

17 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
722 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$965.5M

Fee Structure

Financial Planning:Included in AUM fee
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Location

74150 Country Club Drive, Palm Desert, CA, 92260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Clark is a partner and senior financial advisor at Cypress Wealth Services, dedicating full-time hours to financial planning and asset management. He also works as an independent insurance professional, spending a few hours per week on insurance sales, and holds positions at Nickel, Inc., Penney Capital, Inc., and Alaska Horizon.

Employment History
Current Registrations
M. S. Howells & CO.
March 2021 - Present · 4 yrs 11 mos
M. S. Howells & CO.Broker
March 2021 - Present · 4 yrs 11 mos
Cypress Wealth Services, LLC
July 2017 - Present · 8 yrs 7 mos
Previous Registrations
Integrated Wealth Management, INC.
May 2014 - December 2017 · 3 yrs 7 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2014 - March 2021 · 6 yrs 11 mos
Morgan Stanley
June 2009 - May 2014 · 4 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - September 2008 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2008 - September 2008 · 1 mo
State Registrations6 states
AKCADCNVOKOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.