David Riley is a registered investment advisor at Arcwood Financial, LLC, based in Phoenix, AZ, with 15 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 33 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.30% |
| $1.0M - $5.0M | 1.10% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $20.0M | 0.70% |
| $20M+ | 0.60% |
Combined fee includes both Arcwood Financial's fee and a 0.30% sub-advisor fee paid to Alphastar Capital Management. Clients are also assessed a $50 annual administrative fee by the sub-advisor. A negotiated fixed annual fee rate not exceeding 1.30% may apply.
Fee Estimator
Location
7250 N. 16th St, Suite 104, Phoenix, AZ, 85020
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an independent life insurance agent since 2016 and a managing member of Financial Forte, LLC since 2024, dedicating a few hours per week to each. He also spends minimal time as a managing member of Von Frenchie, LLC, selling clothing apparel.
Employment History
Current Registrations
Arcwood Financial, LLC
Previous Registrations
Strategy Financial Group
Charles Schwab & CO., INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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