AE
CFP
AE
CFP

Anthony Eaton

18 Years of Experience
New Orleans, LA
Broker

Anthony Eaton is a CFP-designated registered investment advisor, based in New Orleans, LA, with 18 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold.

Location

1324 S Carrollton Ave, New Orleans, LA, 70118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is a part owner of Ave Rents, LLC, co-owning a 4-unit apartment building with his brother. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Hancock Whitney Investment Services INC.
July 2019 - August 2022 · 3 yrs 1 mo
Hancock Whitney Investment Services INC.Broker
July 2019 - August 2022 · 3 yrs 1 mo
MML Investors Services, LLCBroker
March 2017 - July 2019 · 2 yrs 4 mos
MML Investors Services, LLC
March 2017 - July 2019 · 2 yrs 4 mos
Msi Financial Services, INC.
September 2008 - March 2017 · 8 yrs 6 mos
Msi Financial Services, INC.Broker
June 2008 - March 2017 · 8 yrs 9 mos
State Registrations3 states
FLLAMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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