Eric Jacobs
Eric Jacobs is a registered investment advisor at Global Wealth Strategies and Associates, LLC, based in Denver, CO, with 16 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 925 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual advisory fee. Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in the account or other reasons agreed upon by us and you as the client. The Firm will impose a minimum flat advisory fee of $1,500 annually, billed quarterly on a pro rata basis. Under certain legacy relationships and those that are approved by the CCO, accounts are allocated a tax stipend in which GWS&A pays the clients CPA directly, as mentioned in Item 4. The fees for such tax service is a 5bps increase from our standard advisory fee schedule, not to exceed 1.50%.
Fee Estimator
Location
3200 Cherry Creek South Drive, Suite 280, Denver, CO, 80209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric owns FAW Holdings LLC, a simple rental property, spending a few hours per week. He also has ownership in JJV, LLP and PJ-3, LLC, personal real estate entities, and is Vice President on the board of directors for the ALS Association Rocky Mountain Chapter, dedicating minimal time to each. Eric is also the managing member of Clark Avenue Holdings, LLC, used for bookkeeping purposes related to his ownership stake at Global Wealth Strategies and Associates, LLC, spending no time per month.
Employment History
Current Registrations
Global Wealth Strategies and Associates, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
J.P. Morgan Institutional Investments
J.P. Morgan Institutional Investments INC.Broker
J.P. Morgan Institutional Investments
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.