Matthew Schmitz
Matthew Schmitz is a registered investment advisor at Mm Ascend Life Investor Services, LLC, based in Estero, FL, with 14 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Estero, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is the president of Stockpile LLC, an investment club, dedicating minimal time. He is also an external wholesaler for MassMutual Ascend Life Insurance Company's Annuity Sales division, a full-time occupation, and is approved for occasional sales of non-securities insurance products.
Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
Mm Ascend Life Investor Services, LLC
Mm Ascend Life Investor Services, LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Nepsis Advisor Services, INC.
Navian Capital Securities LLCBroker
The Leaders Group, INC.Broker
Allianz Life Financial Services, LLCBroker
Comprehensive Asset Management and Servicing, INC.Broker
State Registrations4 states
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