Kevin Betts is a registered investment advisor, based in New York, NY, with 13 years of industry experience.
Location
400 Park Avenue, 10th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cnr Securities, LLC
September 2025 - Present · 1 yr
RBC Rochdale, LLC
September 2025 - Present · 1 yr
Cnr Securities, LLCBroker
September 2025 - Present · 1 yr
Previous Registrations
Citigroup Global Markets INC.Broker
January 2023 - September 2025 · 2 yrs 8 mos
Citigroup Global Markets INC.
January 2023 - September 2025 · 2 yrs 8 mos
Citi Private Alternatives, LLCBroker
January 2023 - September 2025 · 2 yrs 8 mos
Cnr Securities, LLCBroker
July 2018 - December 2022 · 4 yrs 5 mos
City National Rochdale
July 2018 - December 2022 · 4 yrs 5 mos
T. Rowe Price Investment Services, INC.Broker
March 2017 - August 2017 · 5 mos
American Funds Distributors, INC.
May 2015 - January 2017 · 1 yr 8 mos
American Funds Distributors, INC.Broker
May 2015 - January 2017 · 1 yr 8 mos
Mbsc Securities Corporation
June 2014 - May 2015 · 11 mos
Mbsc Securities CorporationBroker
June 2014 - May 2015 · 11 mos
UBS Financial Services INC.
October 2012 - June 2014 · 1 yr 8 mos
UBS Financial Services INC.Broker
October 2012 - June 2014 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2011 - September 2012 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - September 2012 · 1 yr 5 mos
State Registrations3 states
CAHINV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.