Laura Berg is a registered investment advisor at LPL Financial LLC, based in Circle Parker, CO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Circle Parker, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Laura is a part owner of a farm, spends a few hours per week on her craft business Laura Berg Creative LLC, and owns a rental RV. None of these activities are investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Scf Securities, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Oppenheimerfunds Distributor, INC.Broker
Janus Distributors LLCBroker
Transamerica Capital, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.