Catherine Reid is a registered investment advisor at Innovation Partners LLC, based in Arden, NC, with 16 years of industry experience. Catherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more. Their firm serves 26 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
3400 Sweeten Creek Road, Suite A, Arden, NC, 28704
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Catherine is an investment advisor representative at Prosperity Capital Advisors, advising and managing client brokerage accounts, dedicating a few hours per week. She also works as a caregiver for Acumen/Outreach, a payroll processor, taking about two-thirds of her time, and owns various rental properties, spending minimal time on this activity.
Employment History
Current Registrations
Innovation Partners LLCBroker
Innovation Partners LLC
Prosperity Capital Advisors
Previous Registrations
Mercap Securities, LLCBroker
Pruco Securities, LLC.Broker
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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