EP
EP

Elaine Parlberg

17 Years of Experience
Saginaw, MI
BrokerSells Insurance

Elaine Parlberg is a registered investment advisor at LPL Financial LLC, based in Saginaw, MI, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

203 S Washington Ave, Saginaw, MI, 48607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Elaine operates Member Investment Center as a DBA for her LPL business, dedicating 100% of her time to it. She also works as an agent for fixed insurance through Member Investment Center located at Frankenmuth Credit Union, spending a few hours per week on this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2020 - Present · 6 yrs 3 mos
LPL Financial LLCBroker
February 2020 - Present · 6 yrs 3 mos
LPL Financial LLC
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Spc
January 2015 - February 2020 · 5 yrs 1 mo
Sigma Financial CorporationBroker
January 2015 - February 2020 · 5 yrs 1 mo
MML Investors Services, LLCBroker
July 2014 - January 2015 · 6 mos
Mutual of Omaha Investor Services, INC.
March 2014 - April 2014 · 1 mo
Mutual of Omaha Investor Services, INC.Broker
September 2013 - April 2014 · 7 mos
Thrivent Investment Management INC.
April 2010 - August 2013 · 3 yrs 4 mos
Thrivent Investment Management INC.Broker
September 2008 - August 2013 · 4 yrs 11 mos
State Registrations2 states
MIWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Elaine Parlberg - Financial Advisor | TrueAdvisor