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Timothy Salm

17 Years of Experience
Appleton, WI
Broker

Timothy Salm is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Appleton, WI, with 17 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

4620 N. Ballard Rd, Appleton, WI, 54913

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is an independent business leader with Young Living Essential Oils, dedicating minimal time to education, leadership, marketing, distributing, and communicating with team members. He also volunteers as a committee member/treasurer for New Hope Christian School Guiding Committee, spending minimal time on budget and administrator-related tasks.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Northwestern Mutual Investment Services,llc
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Thrivent Investment Management INC.
May 2011 - August 2019 · 8 yrs 3 mos
Thrivent Investment Management INC.Broker
September 2008 - August 2019 · 10 yrs 11 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.