Nicholas Faulkner is a registered investment advisor at Sailcrest Capital Management LLC, based in Anaheim, CA, with 1 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Sailcrest Capital Management offers investment management services through its Investment Program and Full Service Program. Fees are based on committed capital and vary depending on the asset type:
- Private Fund Investments (excluding Blockchain and Digital Asset Private Funds): 1% of committed capital annually.
- Direct Investments (including Co-Investments): 1% of committed capital annually, plus 10% of profits.
- Blockchain and Digital Asset-Related Investments (including direct and private funds): 2% of committed capital annually, plus 20% of profits.
Fees are calculated quarterly in advance. Committed capital includes both funded and unfunded commitments. After the fund's investment period, fees adjust to reflect the client's adjusted cost basis. Carried interest is paid upon realization of profits.
Location
155 N Riverview Dr, Ste 213, Anaheim, CA, 92808
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a consultant and independent director of the investment committee for Public Works LP, an early-stage investment firm. This takes about 10-20% of Nicholas's time and involves strategic insights, financial reporting oversight, and audit facilitation.
Employment History
Current Registrations
Sailcrest Capital Management LLC
Previous Registrations
Morgan Stanley & CO. Incorporated
State Registrations1 state
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