Elizabeth Bennett
Elizabeth Bennett is a CFP-designated registered investment advisor at J. W. Cole Advisors, INC., based in Annapolis, MD, with 16 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
71 Old Mill Bottom Road N, Suite 201, Annapolis, MD, 21409
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2012Other Business ActivitiesSells Insurance
Elizabeth sells insurance products and reviews client policies, dedicating a few hours per week to this activity. She is also a principal in several financial planning and wealth management businesses, including Bay Financial Planning & Tax Services LLC, Chesapeake Financial Planning and Tax Services, and Intercoastal Wealth Planning, spending full-time hours on these ventures.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Chesapeake Financial Planning
Previous Registrations
Cambridge Investment Research, INC.Broker
Sagepoint Financial, INC.
Chesapeake Financial Planning
Sagepoint Financial, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Main Street Financial Solutions, LLC
PNC Investments
PNC InvestmentsBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.