AR
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Arturo Gabriel Rodriguez

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
73 clients
Average Client Portfolio
$651K average
Assets Under Management
$47.6M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.50%
$100K - $250K2.50%
$250K - $1.0M1.50%
$1.0M - $2.5M1.00%
$2.5M+0.50%

Fees are negotiable on a client-by-client basis. Discounts may be offered to family members and friends of associated persons.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2655 Le Jeune Road, Suite 916, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arturo is a general agent for Diversified Underwriters Services Inc., selling life insurance, annuities, and long-term care products. This activity requires a few hours per week.

Employment History
Current Registrations
Riwm, LLC
April 2025 - Present · 10 mos
Aegis Capital CORP.
July 2015 - Present · 10 yrs 7 mos
Aegis Capital CORP.Broker
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Riwm, LLC
February 2014 - December 2024 · 10 yrs 10 mos
Capital Guardian, LLCBroker
November 2012 - October 2015 · 2 yrs 11 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.