Alan Cox
Alan Cox is a registered investment advisor at Hillspring Financial, INC., based in Surprise, AZ, with 17 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 270 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.10% |
| $250K - $500K | 1.05% |
| $500K - $1.0M | 0.95% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.65% |
Rates reflect Hillspring Financial's fee schedule for AssetMark and Pacific Financial Group programs prior to platform and custodial fees. Third-party wrap-fee and program fees may range from 0.85% to 1.65%. Fees are negotiable for family relationships with accounts exceeding $2 million.
Fee Estimator
Location
12213 W Bell Rd, Ste 209, Surprise, AZ, 85378
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is licensed to sell life and annuity, health, dental, and vision insurance. This takes a few hours per week.
Employment History
Current Registrations
Hillspring Financial, INC.
Previous Registrations
Northpointe Financial, LLC
Taylor Capital Management INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kent Forsey, CFPHillspring Financial, INC.
- Lance Baxter, CFPEdward Jones
- Bret Hoffman, ChFCGreen Peaks Planning
- Robert Wade, CFPLPL Financial LLC
- Katherine Vessenes, CFPMD Financial Advisors / Vestment Financial
- Brentford Price, ChFCOsaic Wealth, INC.