Adam Fallert is a registered investment advisor, based in Glendale, CA, with 12 years of industry experience.
Location
100 W Broadway, Ste. 500, Glendale, CA, 91210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2025 - Present · 6 mos
Cambridge Investment Research Advisors, INC.
November 2025 - Present · 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2024 - October 2025 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2024 - October 2025 · 11 mos
Northwestern Mutual Investment Services,llc
November 2023 - November 2024 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
November 2023 - November 2024 · 1 yr
Purshe Kaplan Sterling InvestmentsBroker
February 2023 - October 2023 · 8 mos
Thrivent Advisor Network, LLC
January 2023 - October 2023 · 9 mos
Northwestern Mutual Investment Services, LLCBroker
February 2022 - October 2022 · 8 mos
Northwestern Mutual Investment Services,llc
February 2022 - October 2022 · 8 mos
Pruco Securities, LLC.Broker
September 2020 - December 2021 · 1 yr 3 mos
Prudential Financial Planning Services
September 2020 - December 2021 · 1 yr 3 mos
Thrivent Investment Management INC.
January 2020 - September 2020 · 8 mos
Thrivent Investment Management INC.Broker
January 2020 - September 2020 · 8 mos
Fisher Investments
January 2018 - June 2019 · 1 yr 5 mos
Thrivent Investment Management INC.
October 2012 - January 2018 · 5 yrs 3 mos
Thrivent Investment Management INC.Broker
May 2012 - January 2018 · 5 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.