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Jeffrey Tooke

Mha Financial CORP
16 Years of Experience
Buffalo, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jeffrey Tooke is a registered investment advisor at Mha Financial CORP, based in Buffalo, NY, with 16 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 138 clients with $98M in assets under management.

Mha Financial CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
138 clients
Average Client Portfolio
$710K average
Assets Under Management
$98.0M

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.80%
$1M+0.60%

Firm also offers a flat rate option of 2.0% on investable assets. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Buffalo, NY

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History

Regulatory History (1)
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Customer Dispute
February 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is involved in several outside business activities, including consulting/driving for a flower shop, selling non-variable insurance products, and serving as a managing partner for a financial services compliance consulting firm. He also holds compliance roles at MHA Financial Corp and Four Points Capital Partners, and is involved with Trinity Episcopal Church, the Center for Glass & Light, and the Episcopal Diocese of WNY.

Employment History
Current Registrations
Mha Financial CORP
May 2019 - Present · 7 yrs 5 mos
Four Points Capital Partners LLCBroker
August 2017 - Present · 9 yrs 2 mos
Four Points Capital Partners LLC
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Avendus Capital, INC.
October 2013 - December 2023 · 10 yrs 2 mos
Niagara International Capital LimitedBroker
February 2010 - July 2017 · 7 yrs 5 mos
State Registrations21 states
AKAZCACODCFLGAMAMDNCNHNJNVNYORPASDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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