Jeffrey Tooke
Jeffrey Tooke is a registered investment advisor at Mha Financial CORP, based in Buffalo, NY, with 16 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 146 clients with $86M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MHA Financial Corp offers investment management services based on a percentage of the assets they manage. There are two standard fee schedules:
- Scaled Rate:
- 1.00% on the first $500,000
- 0.80% on the next $500,000 (from $500,001 to $1,000,000)
- 0.60% on assets above $1,000,000
- Flat Rate: 2% of the assets managed
Fees are paid quarterly in arrears. Fees may be negotiable. MHA also refers clients to third-party money managers for discretionary investment management, with fees based on a wrap fee schedule.
Location
Buffalo, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2023Other Business ActivitiesSells Insurance
Jeffrey is involved in several outside business activities, including consulting/driving for a flower shop, selling non-variable insurance products, and serving as a managing partner for a financial services compliance consulting firm. He also holds compliance roles at MHA Financial Corp and Four Points Capital Partners, and is involved with Trinity Episcopal Church, the Center for Glass & Light, and the Episcopal Diocese of WNY.
Employment History
Current Registrations
Mha Financial CORP
Four Points Capital Partners LLC
Four Points Capital Partners LLCBroker
Previous Registrations
Avendus Capital, INC.
Niagara International Capital LimitedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.