Sandy Dorson
Sandy Dorson is a registered investment advisor at Cetera Investment Advisers LLC, based in Columbia, MO, with 17 years of industry experience. Sandy is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
303 N Stadium Blvd Ste. 200, Columbia, MO, 65203
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Regulatory History (1)
Customer Dispute
October 2020Other Business ActivitiesSells Insurance
Sandy is an independent insurance agent selling fixed insurance products since 2019, dedicating full-time hours to this. Sandy also owns Sandy Dorson Wealth Management LLC for tax purposes and DBA for financial services, spending about a quarter of their time on it, and works as a sports scorekeeper for New Franklin R-1 Schools a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Private Client Services, LLCBroker
Prime Capital Investment Advisors, LLC
Lawing Financial INC
Cambridge Investment Research, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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