JH
JH

James Henderson

11 Years of Experience
Columbia, MO
1 DisclosureBrokerSells Insurance

James Henderson is a registered investment advisor at Cetera Investment Advisers LLC, based in Columbia, MO, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

630 E Green Meadows Road, Columbia, MO, 65201

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History

Regulatory History (1)
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Criminal
May 2005
Final Disposition
Other Business ActivitiesSells Insurance

James is an insurance agent selling life, disability, fixed annuities, and long-term care insurance, dedicating minimal time to this activity. He also works as an installer for PCSatCom and as a financial advisor for Rock Bridge Financial Advisors full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2017 - June 2021 · 4 yrs 1 mo
Voya Financial Advisors, INC.Broker
March 2017 - June 2021 · 4 yrs 3 mos
Metlife Securities INC.Broker
July 2006 - December 2008 · 2 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
July 2006 - July 2007 · 1 yr
Northwestern Mutual Investment Services, LLCBroker
January 2006 - June 2006 · 5 mos
State Registrations24 states
ALAZCACOFLIAILKSMDMEMIMOMTNVNYOKPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Henderson - Financial Advisor | TrueAdvisor