MB
CFP
MB
CFP

Michael Brown

17 Years of Experience
Wilmington, NC
Broker

Michael Brown is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Wilmington, NC, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1979 Eastwood Road, Suite 104, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael has a 0.1% ownership stake in J.R. Murchison & Partners LLC since 2021. This takes more than full-time hours, with most of the time spent during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors
March 2022 - Present · 4 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2019 - March 2022 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - March 2022 · 2 yrs 10 mos
First Citizens Investor Services, INC.
April 2009 - May 2019 · 10 yrs 1 mo
First Citizens Investor Services, INC.Broker
January 2009 - May 2019 · 10 yrs 4 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.