William Spell
William Spell is a registered investment advisor at Raymond James & Associates, INC., based in The Villages, FL, with 17 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
Brownwood Paddock Square, 2631 West Torch Lake Drive, The Villages, FL, 32163
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2021Other Business Activities
William is a partner in Med Assist of FL, LLC, where his wife will be doing botox parties, and he is on the LLC for access to accounts if needed, dedicating minimal time. He is also a managing member of Reel Tight Precision, LLC, an occasional charter service, and a partner in RNR Landholdings LLC, assisting with his wife's farm, dedicating about 10-20% of his time.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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