TrueAdvisor
TrueAdvisor
RC
CFP · ChFC
RC
CFP · ChFC

Ronald Caruso

Ameriprise Financial Services, LLC
42 Years of Experience
The Villages, FL
Broker
View SEC Summary
View SEC Summary

Ronald Caruso is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in The Villages, FL, with 42 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4807 County Road 466A, The Villages, FL, 34785

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ronald owns a single-family real estate property in The Villages, FL, since August 2022. This activity is investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2003 - Present · 23 yrs 7 mos
Ameriprise Financial Services, LLC
September 1984 - Present · 42 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 1984 - Present · 42 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
September 1984 - July 2006 · 21 yrs 10 mos
Ids Financial Services INC.Broker
September 1984 - December 1986 · 2 yrs 3 mos
State Registrations17 states
ALCACOFLGAMDMONCNMOHPASCTNTXVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in The Villages, FL →All financial advisors in Florida →