CT
CFP · ChFC
CT
CFP · ChFC

Charles Thompson

5 Years of Experience
The Villages, FL
Broker

Charles Thompson is a CFP, ChFC-designated registered investment advisor at Raymond James & Associates, INC., based in The Villages, FL, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Brownwood Paddock Square, 2631 West Torch Lake Drive, The Villages, FL, 32163

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
August 2020 - Present · 5 yrs 9 mos
Raymond James & Associates, INC.Broker
July 2020 - Present · 5 yrs 10 mos
State Registrations17 states
AZCOFLGAINKYLAMDMEMINCNJNYOHUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Charles Thompson - Financial Advisor | TrueAdvisor