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Randi O'neill

Wells Fargo Advisors
14 Years of Experience
Fair Oaks, CA
1 DisclosureBroker
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Randi O'neill is a registered investment advisor at Wells Fargo Advisors, based in Fair Oaks, CA, with 14 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Fair Oaks, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2023
Final
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Other Business Activities

Randi owns rental property in Reno, NV since 2019. This takes minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2016 - May 2023 · 6 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2016 - May 2023 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2015 - June 2016 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2015 - June 2016 · 6 mos
Wells Fargo Advisors, LLC
May 2013 - December 2015 · 2 yrs 7 mos
Wells Fargo Advisors, LLCBroker
August 2012 - December 2015 · 3 yrs 4 mos
Wells Fargo Advisors, LLC
August 2012 - April 2013 · 8 mos
Wells Fargo Investments, LLC
June 2009 - October 2010 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
June 2009 - October 2010 · 1 yr 4 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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