Heather Hammonds is a registered investment advisor, based in Charlotte, NC, with 1 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold.
Location
300 E Kingston Ave, Charlotte, NC, 28203
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
July 2022Other Business Activities
Heather is the owner/member manager at Spot On Roofing & Solar LLC, a roof replacement company, since January 2020. She handles Quickbooks for the company, dedicating a few hours per week.
Employment History
Current Registrations
American Global Wealth Management, INC.
January 2026 - Present · 9 mos
American Global Wealth Management, INC.Broker
January 2026 - Present · 9 mos
Cape Investment Advisory, INC.
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cape Securities INC.Broker
January 2025 - February 2026 · 1 yr 1 mo
State Registrations12 states
ALARCADCFLGANCSCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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