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David Yousefzadeh
16 Years of Experience
Greenfield, MA
1 DisclosureBrokerSells Insurance
David Yousefzadeh is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Greenfield, MA, with 16 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
238 Main St Ste 2, Greenfield, MA, 01301
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016Settled
Other Business ActivitiesSells Insurance
David may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2010 - Present · 16 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
May 2010 - Present · 16 yrs 5 mos
State Registrations29 states
AZCACTDCFLGAILKSKYMAMDMEMINCNDNHNJNMNYOHORPARISCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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