Randy Malm is a registered investment advisor at LPL Financial LLC, based in Reno, NV, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10775 Double R Blvd Ste 121, Reno, NV, 89521
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Regulatory History (3)
Customer Dispute
October 2017Customer Dispute
September 2016Customer Dispute
July 2015Other Business Activities
Randy operates under the DBA Northern Nevada Financial for his LPL business. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.