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Sean Patrick Tuohy

14 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
7 advisors
Number of Clients
533 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$571.1M

Fee Structure

Minimum Investment:$250K
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Location

7500 Rilato Blvd, Suite 250, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Caldwell Sutter Capital, INC.Broker
May 2024 - Present · 1 yr 9 mos
Caldwell Sutter Capital, INC.
May 2024 - Present · 1 yr 9 mos
Caldwell Sutter Capital, INC.
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Swbc Investment Company
August 2015 - May 2024 · 8 yrs 9 mos
Swbc Investment Services, LLCBroker
August 2015 - May 2024 · 8 yrs 9 mos
Advisors Asset Management, INC.
September 2013 - August 2015 · 1 yr 11 mos
Advisors Asset Management, INC.
September 2011 - September 2013 · 2 yrs
Advisors Asset Management, INC.Broker
August 2011 - August 2015 · 4 yrs
State Registrations25 states
AZCACOCTFLGAILINLAMAMIMONCNJNMNVNYOHOKPASCTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Sean Patrick Tuohy - Financial Advisor | TrueAdvisor