AN
CFP
AN
CFP

Alexandra Nichols

12 Years of Experience
Newport Beach, CA
Broker

Alexandra Nichols is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Newport Beach, CA, with 12 years of industry experience. Alexandra is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

520 Newport Center Dr Ste 1700, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2021 - Present · 5 yrs 3 mos
Wells Fargo Advisors
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
August 2014 - August 2021 · 7 yrs
UBS Financial Services INC.Broker
August 2014 - August 2021 · 7 yrs
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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