FU
CFP
FU
CFP

Frederick Ulbrick

7 Years of Experience
New York, NY
Broker

Frederick Ulbrick is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in New York, NY, with 7 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

Loading...

Location

300 Madison Ave Fl 25, New York, NY, 10017

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2022 - Present · 4 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
Eagle Strategies LLC
June 2018 - April 2022 · 3 yrs 10 mos
Nylife Securities LLCBroker
February 2018 - April 2022 · 4 yrs 2 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Frederick Ulbrick - Financial Advisor | TrueAdvisor