James Daehler
James Daehler is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Portsmouth, OH, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
800 Gallia Street, Suite 532, Portsmouth, OH, 45662
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an office manager, administrator, and financial advisor for Capital Wealth Partners since 2018. This activity is not investment related and requires minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Multi-Bank Securities, INC.Broker
Morgan Stanley
Morgan StanleyBroker
PNC InvestmentsBroker
PNC Investments
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.