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Cynthia Garza

11 Years of Experience
Miami, FL
1 DisclosureBroker

Cynthia Garza is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131

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History

Regulatory History (1)
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Financial
December 2021
Final
Employment History
Current Registrations
Morgan Stanley
November 2021 - Present · 4 yrs 6 mos
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.Broker
March 2021 - May 2021 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - May 2016 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2010 - May 2016 · 6 yrs 1 mo
State Registrations29 states
AZCACOCTDCDEFLGAIDILMAMDMIMNMONDNJNVNYOHPAPRSDTNTXVAVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cynthia Garza - Financial Advisor | TrueAdvisor