Cynthia Whitman
Cynthia Whitman is a registered investment advisor at Prospera Financial Services, INC., based in Ellisville, MO, with 17 years of industry experience. Cynthia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.
Fee Estimator
Location
333 Ozark Trail Drive, Suite 10, Ellisville, MO, 63011
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2024Regulatory
April 2021Employment Separation After Allegations
February 2020Customer Dispute
June 2016Other Business Activities
Cynthia operates under the DBA Sapphire Wealth Management full-time. She also volunteers at Great Pyrenees Rescue of MO and acts as a travel cruise escort during her vacation time.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Previous Registrations
Cutter & Company, INC.
Cutter & Company, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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