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AS
CFP
AS
CFP

Andrew Schultz

Raymond James & Associates, INC.
15 Years of Experience
Colorado Springs, CO
Broker
View SEC Summary
View SEC Summary

Andrew Schultz is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Colorado Springs, CO, with 15 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

102 North Cascade, Suite 350, Colorado Springs, CO, 80903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andrew is the controlling, sole member of Andrew J. Schultz, LLC, which was set up for a specific branch. He spends minimal time on this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2017 - Present · 9 yrs 9 mos
Raymond James & Associates, INC.Broker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Morgan Stanley
April 2011 - January 2017 · 5 yrs 9 mos
Morgan StanleyBroker
February 2011 - January 2017 · 5 yrs 11 mos
State Registrations33 states
ALAZCACOCTFLIDILINKSKYMDMIMNMOMTNCNENJNMNVNYOKRISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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