LG
LG
Lawrence Gorab
34 Years of Experience
Colorado Springs, CO
2 DisclosuresBroker
Lawrence Gorab is a registered investment advisor at Raymond James & Associates, INC., based in Colorado Springs, CO, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
102 North Cascade Avenue, Suite 600, Colorado Springs, CO, 80903
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2010Settled
Customer Dispute
October 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2008 - May 2024 · 16 yrs 2 mos
Wells Fargo Advisors
March 2008 - May 2024 · 16 yrs 2 mos
UBS Financial Services INC.
October 2001 - April 2008 · 6 yrs 6 mos
UBS Financial Services INC.Broker
January 2001 - April 2008 · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - January 2001 · 8 yrs 4 mos
Chatfield Dean & CO., INC.Broker
December 1991 - July 1992 · 7 mos
State Registrations28 states
ALAZCACODCFLHIILINKSMAMDMIMNMTNCNENHNYOHOKORSDTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.