David Cassel
David Cassel is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Franklin, WI, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
One Northwestern Mutual Way, Franklin, WI, 53132
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the 100% owner of Arrows Afire LLC, a non-financial services business, since 2017, and spends minimal time on it. He is also a 100% owner and wedding officiant since 2023, also dedicating minimal time to this activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.