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CFP

Robert Engel

Ausdal Financial Partners, INC.
16 Years of Experience
Colorado Springs, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Engel is a CFP-designated registered investment advisor at Ausdal Financial Partners, INC., based in Colorado Springs, CO, with 16 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.

Ausdal Financial Partners, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
16,572 clients
Average Client Portfolio
$225K average
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Colorado Springs, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert owns Engel Wealth Management since 2014, selling insurance and annuity products as part of financial planning, dedicating a few hours per week. He is also a member of multiple real estate rental LLCs, devoting minimal time to these activities, and Engel Wealth Management, LLC, where he provides exit planning and education for business owners, dedicating a few hours per week.

Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
June 2010 - Present · 16 yrs 4 mos
Ausdal Financial Partners, INC.
June 2010 - Present · 16 yrs 4 mos
Previous Registrations
AXA Advisors, LLC
December 2009 - May 2010 · 5 mos
AXA Advisors, LLCBroker
October 2009 - May 2010 · 7 mos
State Registrations12 states
AZCOFLILINMIMNMONCOHOKWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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