John Carr
John Carr is a CFP-designated registered investment advisor at Ausdal Financial Partners, INC., based in Colorado Springs, CO, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
13540 Northgate Estates Drive, Suite 100, Colorado Springs, CO, 80921
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 1998Other Business Activities
John is the owner of Carr Wealth Management LLC, a DBA for securities, since 2014. He spends minimal time on filings to keep the LLC in good standing.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Intervest International, INC.
Intervest International Equities CorporationBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Asset Management Securities CORP.Broker
The Dreyfus Service CorporationBroker
Invest Financial CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.