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Maxwell Lloyd

Northwestern Mutual Investment Services,llc
15 Years of Experience
Boca Raton, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Maxwell Lloyd is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boca Raton, FL, with 15 years of industry experience. Maxwell is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1515 S Federal Hwy Ste 208, Boca Raton, FL, 33432

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2012
Judgment / Lien
November 2010
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Maxwell may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2014 - Present · 12 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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