Maxwell Lloyd
Maxwell Lloyd is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Boca Raton, FL, with 15 years of industry experience. Maxwell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1515 S Federal Hwy Ste 208, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2012Judgment / Lien
November 2010Other Business ActivitiesSells Insurance
Maxwell may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.